This tool provides points to consider when conducting an organization’s Sarbanes-Oxley (SOX) policy evaluation.

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.

The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...

Audit Analytics examines the recent increase in the amount of enforcement actions citing false and/or misleading stateme...

This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...

In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...

This sample establishes guidelines and responsibilities for developing a board of directors authorization charter.

This job description sample outlines the responsibilities, key selection criteria and general information for the role o...

This sample job description summarizes the responsibilities, key selection criteria and general information for the role...

Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...

In this article, we examine what was buried in the footnotes of the SEC's latest Division of Corporation Finance stateme...

This sample policy can be used by auditors to ensure that all of the organization’s classified information is properly i...