Checklists & Questionnaires
Enterprise Risk Assessment Process Questionnaire
The questions provided in this sample can be used to analyze and enhance your enterprise risk assessment strategy.
Audit Programs
Fraud Prevention and Detection Audit Work Program
Systematically scrutinize your organization's fraud prevention processes, ensure adherence to relevant regulations, and foster a robust environment for reporting and addressing fraudule...
Policies & Procedures
Accrued Liabilities Policy
Establish and document accrual procedures that ensure that all expenses are properly allocated to the company’s monthly financial statements with this sample policy.
Audit Programs
Journal Entries Audit Work Program
This audit work program reviews company procedures focused on creating, posting and retaining journal entries between operating locations.
Audit Programs
Electronic Signature (E-Sign) Audit Work Program
Assess documented policies and procedures, review the IT infrastructure supporting the e-signature process, and ensure data integrity and security with this sample audit program.
Audit Reports
Finance and Accounting Risk Awareness Audit Report
Explore potential finance and accounting risks with this audit report sample, featuring a risk awareness and scenario analysis for an organization’s finance and accounting function.