Integrating Section 404 and Section 302 Compliance Questionnaire

This tool contains two sample questionnaires that can be used by management and board members to achieve a sustainable internal control structure.

Protiviti Risk Model

The Protiviti Risk Model is a comprehensive organizing framework for defining and understanding potential business risks and creating and managing the organization’s dynamic risk universe.

Security Audit Work Program

Organizations can use this audit work program sample to assess the effectiveness of risk management processes and the risk levels related to their security measures.

System Pre-Implementation Audit Work Program

This tool contains three sample work programs that highlight general steps organizations should follow when executing a pre-implementation review audit.

System Post-Implementation Audit Work Program

This tool contains two sample audit programs designed to assess the usage, supporting information technology processes and infrastructure for an implemented system or application.

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