The following 142 items are listed by Content Data.
Policies & Procedures
Equity Award Valuation Policy
This sample policy provides an overview of procedures organizations should perform during the equity award valuation pro...
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Policies & Procedures
Equity Grant Policy
This sample policy provides an overview of procedures organizations should take during the equity grant process.
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Audit Reports
Close-the-Books, Finance, IT and Human Resources Review Report
This sample audit report can be used for evaluating the financial close and payroll processes with respect to use of the...
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Policies & Procedures
Compensation Expense Policy
This policy establishes guidelines and procedures for calculating compensation expenses for the employee stock purchase ...
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Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Risk & Control Matrices - RCMs
Manage Base and Variable Compensation: Equity Compensation Risk and Control Matrix (RCM)
This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable com...
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Methodologies & Models
Staffing and Professional Services Risk Model
This staffing and professional services risk model focuses on risks that are inherent to the organization from the envir...
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Audit Reports
Payroll and Human Resources Review Audit Report
This sample audit report focuses on the payroll and human resources functions within an organization’s key executive ret...
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Checklists & Questionnaires
Employee New Hire Checklist
This sample checklist includes a list of forms, benefits and communications to consider including in the new hire proces...
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Process Flows
Employee Selection Process Flow
This process map defines the steps taken by an organization during the employee selection process.
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Audit Programs
Employee Benefits Audit Work Program
This audit program can be used by an organization to review its benefits program eligibility and administration and its ...
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Process Flows
HR Compliance Process Flow
This flowchart defines the steps an organization can take to implement an HR compliance process.
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