Laws & Regulations

The following 325 items are listed by Content Data.
Memos

Data Breach Notification Memo

This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain th...
Subscriber Content
Mon, May 2, 2016
Risk & Control Matrices - RCMs

Diversify Workforce RCM

This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Mon, Jan 11, 2016
Policies & Procedures

Family Medical Leave Policy

This policy outlines a set of procedures for Family Medical Leave, in accordance with the U.S. Family and Medical Leave ...
Subscriber Content
Mon, Aug 31, 2015
Audit Programs

Software Licensure Compliance Audit Work Program

This sample compliance work program can be modified for scope considerations that will depend on the extent of the softw...
Subscriber Content
Mon, Jun 22, 2015
Audit Programs

Contract Review Audit Work Program

The objectives of this work program are to assess whether contracts are executed in accordance with agreed upon terms an...
Subscriber Content
Mon, Jun 8, 2015
Newsletters

Setting the 2014 Audit Committee Agenda

This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Mon, Dec 16, 2013
Newsletters

Updated COSO Internal Control Framework: Frequently Asked Questions

Get answers to FAQs on the design and evaluation of the COSO cube. Discover the impact of the updated COSO Internal Cont...
Subscriber Content
Mon, May 27, 2013
Newsletters

Fine-Tuning Your Corruption Risk Management

Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Mon, Apr 8, 2013
Policies & Procedures

Vendor Contracting Policy

This policy establishes procedures to follow prior to signing vendor contracts on behalf of a company, including obtaini...
Subscriber Content
Mon, Oct 15, 2012
Newsletters

Is Your Compliance Management Making a Difference? (Board Perspectives, Risk Oversight Issue 35)

This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content
Mon, Sep 10, 2012
Policies & Procedures

Workers' Compensation Policy

The following sample outlines a set of policies and procedures for workers' compensation.
Subscriber Content
Mon, Feb 28, 2011
Policies & Procedures

Accounting for Goodwill Policy

The primary goal of this policy is to help document a company’s process and procedures for accounting for goodwill under...
Subscriber Content
Mon, Dec 20, 2010