This article outlines the remaining questions from Protiviti’s webinar discussion about ways board members can adjust to...

This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance ...

This sample contains eight policies that outline procedures governing the handling of protected health information (PHI)...

This article determines what measures the financial services industry must take to identify and operationalize process i...

This document contains two sample audit reports that can be used to document management’s assessment of internal control...

This article explores the topic of key personnel risk and gives management several back-to-office factors to consider.

This tool provides an overview and description of process owner accountability and responsibility for testing operationa...

The next generation of audit, described in this article, is heavily focused on identifying and responding to organizatio...

This tool contains two sample policies that outline standards and procedures related to assigning authority within an or...

This tool contains two sample policies that establish standards associated with providing time off with compensation to ...

This sample audit report can be used by auditors reviewing and validating an organization’s payroll and procurement data...

This article provides a checklist with leading practices and tips for organizations looking to develop more effective re...