The following 194 items are listed by Content Data.
Checklists & Questionnaires
Segregation of Duties Questionnaire
Leverage the segregation of duties questionnaires in this 14-sample tool to optimize your internal controls, identify an...
Articles
Use of Artificial Intelligence and Audit Analytics in Internal Audit Processes in the Public Sector
Learn more about the impact of handling artificial intelligence models in the internal audit process and risk management...
Articles
Protiviti's Scott Laliberte: Regulation of AI and Emerging Tech Should Not Stifle Innovation
Protiviti’s Scott Laliberte and Joe Kornik discuss emerging technologies and if, how, why and when the government should...
Checklists & Questionnaires
Process-Level Monitoring Results Questionnaire
Use the questions included in this tool to strengthen your organization’s operational efficiency and ensure SOX complian...
Articles
U.S. Supreme Court Reshapes the Regulatory Landscape
Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that r...
Guides
Educating the Audit Committee About Fraud Guide
Use this guide to educate your organization’s audit committee on fraud intricacies, detection and prevention methods, co...
Articles
The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation
Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Benchmarking Tools
Internal Audit Department Key Performance Indicators (KPIs)
Use this internal audit benchmarking tool to effectively measure performance within an internal audit department using v...
Policies & Procedures
Fraud Policy
Discover our Fraud Policy that promotes openness, probity and accountability and report and manage fraud and corruption ...
Audit Programs
Spending Authority Review Audit Work Program
This work program provides steps and considerations for reviewing spending authority policies and processes.
Audit Programs
Investment Management Firm Audit Work Program
The purpose of this work program is to provide the general steps used to perform an audit at an investment management fi...
Articles
Cornell Professor of Trade Policy: Digital Revolution Will Transform Currencies — and the World
Cornell Professor Eswar Prasad sat down with Protiviti’s Joe Kornik to discuss the digital revolution and the future of ...
Subscriber Content