The following 43 items are listed by Content Data.
Guides
Internal Controls Sustainability Training Guide
This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Audit Programs
Monitoring Entity-Level Controls Audit Work Program
This document provides three sample work programs focused on monitoring and auditing entity-level controls.
Subscriber Content
Guides
Risk Assessment Guide
This tool contains four guides that can be used by auditors to understand and improve their risk assessment process.
Subscriber Content
Audit Programs
Entity-Level Controls Audit Work Program
This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level contro...
Subscriber Content
Audit Reports
Entity-Level Controls Assessment Report
This document contains two sample audit reports that can be used to document management’s assessment of internal control...
Subscriber Content
Checklists & Questionnaires
Control Rationalization and Cost-Effectiveness Questionnaire
This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...
Subscriber Content
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Checklists & Questionnaires
Entity-Level Control Environment Questionnaire
This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Monitoring Questionnaire
Monitoring is a process that assesses the quality of the entity's internal control performance over time. This template ...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Sustainable Compliance Questionnaire
This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content