This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.

This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...

How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.

This tool features several leading practices to consider when establishing a privacy program.

In this article, we provide guidance on the Centers for Medicare and Medicaid Services’ Final Rule governing the investi...

In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...

This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...

This tool contains key performance indicators and questions an organization can use to evaluate its record management pr...

This document includes leading practices and questions organizations can use to effectively manage government relations.

This tool features key performance indicators and questions organizations should consider when measuring compliance for ...

This sample policy defines guidelines and procedures organizations should follow when preparing accounts payable documen...

This sample policy can be used by auditors to ensure that all of the organization’s classified information is properly i...