Corporate Governance

The following 257 items are listed by Content Data.
Process Flows

Income Tax Process Flow

This flowchart defines the steps used for the income tax, sales tax, use tax, insurance renewal, insurance maintenance a...
Subscriber Content
Mon, Aug 20, 2018
Audit Reports

Quarterly Compliance Assessment Audit Report

The purpose of this report is to document internal audit’s quarterly assessment of compliance policies and procedures an...
Subscriber Content
Mon, Aug 13, 2018
Newsletters

Sustainability: The What, Why and How

In this issue of The Bulletin, Protiviti discusses sustainability — what it is, why it’s important, and the obstacles to...
Subscriber Content
Mon, Aug 13, 2018
Checklists & Questionnaires

Hazard Assessment Checklist and Corrective Action Report

This tool provides questions to consider while conducting periodic hazard assessments.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Documentation Readiness Checklist

This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires

Test Documentation Validation Checklist

This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing mat...
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review Customer Interview Questions

The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit dep...
Subscriber Content
Mon, May 28, 2018
Newsletters

The Relevance of Sustainability Performance to Board Risk Oversight

The pursuit of aggressive environmental, economic and social sustainability goals presents both opportunity and risk. Th...
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

Update Testing: Control Self-Assessment Questionnaire

This questionnaire helps to assess if the controls are operating effectively within a business unit.
Subscriber Content
Mon, May 28, 2018
Newsletters

Sustaining an Innovation Culture in the Digital Age

Digital transformation is disrupting entrenched incumbents and even whole industries. This issue of Board Perspectives: ...
Subscriber Content
Mon, Apr 30, 2018
Newsletters

A Risk-Informed Approach to Enterprise Risk Management

In this latest installment of The Bulletin, we explore the ERM topic once again — this time examining how a “risk-inform...
Subscriber Content
Mon, Apr 2, 2018
Methodologies & Models

Equal Employment Opportunity: Capability Maturity Model and Six Elements of Infrastructure

This document includes the capability maturity model and six elements of infrastructure for equal employment opportuniti...
Subscriber Content
Mon, Mar 19, 2018