Use the SOX resources linked in this blog post to build trust with investors and ensure accurate and reliable financial reporting.  

1. Accounts Receivable Internal Controls Questionnaire

Empower your financial management with this comprehensive questionnaire, designed to optimize cash flow, increase compliance and boost operational efficiency.

2. Sarbanes-Oxley 404 IT Testing Methodology

Use the high-level diagram in this guide to test your company’s Sarbanes-Oxley Section 404 IT general control set.

3. Sarbanes-Oxley Process Improvement Guide

Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cost-effective and value-added process over time.

4. Internal Disclosure Certification Process Policy

This tool contains two sample policies that establish standards and procedures for the internal disclosure certification process, which is designed to improve comfort for the executives responsible for signing the external disclosure certification required by the Sarbanes-Oxley (SOX) Act.

5. Quarterly Self-Assessment Survey 

The purpose of this questionnaire is to facilitate the quarterly Section 404 assessment process.

Browse our Sarbanes-Oxley Act topic page to see all of the SOX tools and publications we have published.