Compliance

The following 456 items are listed by Content Data.
Blog

Consider the Distinguishing Characteristics of Risk

Making Your Risk Assessments Count: Consider the Distinguishing Characteristics of Risk Traditional risk a...
Blog

Compliance: How to Position for Ultimate Effectiveness

Positioning Compliance for Effectiveness Positioning the compliance function for effectiveness is a matter...
Blog

In The Spotlight: Your Accounts Payable Process

The accounts payable process is all about how a company pays its bills. For most companies, accounts payabl...
Blog

What is Financial Instrument Risk?

What is Financial Instrument Risk? Buyers and sellers may enter into sub-optimal financial or commodity in...
Blog

How to Monitor Transaction Governance for Anti-Money Laundering

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Blog

What You Need to Know About GDPR Compliance

Are You Familiar with GDPR? The General Data Protection Regulation (GDPR) became effective May 25, 2018, a...
Blog

A Compliance Perspective to Risk Assessment

Making Your Risk Assessments Count: A Compliance Perspective to Risk Assessment The traditional approach f...
Blog

Social Media Risk: What it Means to Your Risk Profile

Social Media Risk: What it Means to Your Risk Profile Social media platforms and applications have been im...
Blog

COSO Integrated Control Framework: Important Changes You Need to Know

In January 2013, the updated version of the Committee of Sponsoring Organizations of the Treadway Commissi...
Blog

Exploring the Big Picture of IT Risk Assessment

Most, if not all, business transactions executed today touch the information technology (IT) environment at...
Audit Programs

Hotel Expenditure Cycle Audit Work Program

This robust work program will assist in a comprehensive review of the expenditure cycle. Although the program is tailore...
Subscriber Content
Thu, Dec 11, 2003
Newsletters

Driving Value Out of the Section 404 Compliance Process

In this issue of The Bulletin, we incorporate insights and lessons learned regarding finance processes and show how valu...
Subscriber Content
Mon, Mar 14, 2005