The following 240 items are listed by Content Data.
Articles
Repeat Adverse ICFR Assessments
Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Subscriber Content
Benchmarking Reports
2023 Sarbanes-Oxley Compliance Survey
The results of Protiviti’s 2023 Sarbanes-Oxley Compliance Survey assess SOX internal costs, hours, controls and other tr...
Subscriber Content
Guides
Internal Control Owner Training Guide
This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner ...
Subscriber Content
Charters
Nominating and Governance Committee Charter
The four nominating and governance committee charter samples in this tool provide a solid starting point for creating or...
Subscriber Content
Guides
Sarbanes-Oxley Self-Assessment and Self-Testing Guide
This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley complianc...
Subscriber Content
Guides
Sarbanes-Oxley Walkthrough Guidance for General IT Controls
Audit with ease and confirm your understanding of financial reporting with our comprehensive Sarbanes-Oxley control walk...
Subscriber Content
Guides
Sarbanes-Oxley Program Implementation Guide
This guide provides procedures, checklists and summaries that can be used to implement changes within an organization’s ...
Subscriber Content
Guides
Sarbanes-Oxley Compliance and Disclosure Timeline Guide
This sample document can be used as a general guide to help companies comply with the Sarbanes-Oxley Act of 2002 pursuan...
Subscriber Content
Guides
Control Gap Remediation Methodology Training Guide
This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Subscriber Content
Policies & Procedures
Finance End-User Computing Policy
This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
Subscriber Content
Guides
Guide to Implementing a Self-Assessment Program
In this tool, we have included three guides that outline the best-practice elements and processes related to developing ...
Subscriber Content
Guides
Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide
This guide can be used by Sarbanes-Oxley project teams to test Section 404 key controls and document the testing results...
Subscriber Content