Sarbanes-Oxley Self-Assessment and Self-Testing Guide
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SOX Compliance Guide: How to Conduct Self-Assessment and Self-Testing for Your Company
This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley (SOX) compliance.
This guide includes the following sections: Mapping Global Risk Set of Risks and Initial Template Completion for: Self-Testing (for those entities with existing SOX documentation that require self-testing for specific processes) and Self-Assessment (for those entities without any existing SOX documentation); Reporting Results; Project Timeline; Appendix I: Control Attributes; and Appendix II: Testing Instructions.