The following 107 items are listed by Content Data.
Articles
The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation
Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Policies & Procedures
Internal Disclosure Certification Process Policy
This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
Articles
London Stock Exchange Auditor Changes: 2023
Audit Analytics looks at the major increase in auditor changes listed on the London Stock Exchange in 2023.
Articles
From Meme Stocks to Market Reform: The Journey to T+1 Settlement
Audit Analytics examines how the SEC’s T+1 settlement cycle reform aims to reduce risks in securities transactions, spar...
Articles
IPO Trends Q1 2024
Audit Analytics looks at the initial public offering trends in the first quarter of 2024.
Benchmarking Reports
SIFMA’s Quantum Dawn VII After-Action Report
The latest iteration of the biannual cybersecurity exercise, Quantum Dawn, focused on the outage of a critical third-par...
Policies & Procedures
Earnings Per Share Policy
Gain access to two sample policies for establishing uniform policies and calculating earnings per share.
Subscriber Content
Articles
2023 IPOs: Annual Market Share and Analysis
Audit Analytics examines the decline in initial public offering market share for fiscal year 2023.
Subscriber Content
Articles
The Six Principles of Patient Safety: An Introduction to Fostering a Culture of Safety in Healthcare
Audit Analytics examines the six critical principles of patient safety and how they foster a resilient culture of safety...
Subscriber Content
Articles
Reporting by the UK’s Largest Private Companies
Audit Analytics examines areas of improvement in reporting by the United Kingdom’s largest private companies.
Subscriber Content
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Subscriber Content
Articles
Critical Audit Matters: Where’s Climate Change?
In this article, Audit Analytics examines environmental, social and governance notes in critical audit matters.
Subscriber Content