Process-Level Control

The following 92 items are listed by Content Data.
Policies & Procedures

Domestic Intercompany Accounting Policy

This policy outlines procedures for recording accounting transactions that occur between two or more company locations.
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Mon, Jun 26, 2023
Policies & Procedures

Finance End-User Computing Policy

This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
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Mon, Jun 26, 2023
Policies & Procedures

Control Transition Policy

This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
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Mon, Mar 27, 2023
Audit Programs

Service-Level Controls Audit Work Program

This tool contains two sample programs that provide best-practice steps organizations can use to audit and enhance their...
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Mon, Mar 27, 2023
Policies & Procedures

Business Continuity Management Policy

This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...
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Tue, Jan 17, 2023
Guides

Internal Controls and Shareholder Value Guide

This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.
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Tue, Jan 3, 2023
Methodologies & Models

Legal Spend Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s legal spend management process a...
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Mon, Sep 12, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Metadata Management RCM

This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
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Mon, Feb 28, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Reference and Master Data Management RCM

This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
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Mon, Dec 20, 2021
Risk & Control Matrices - RCMs

Manage Security and Privacy: Manage Security Configurations RCM

This document outlines risks and controls common to managing security configurations during the security and privacy man...
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Mon, Sep 27, 2021
Checklists & Questionnaires

​Sarbanes-Oxley Testing Documentation Questionnaire

This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
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Mon, Jul 19, 2021
Checklists & Questionnaires

Root Cause Analysis Questionnaire

This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.
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Mon, Jul 5, 2021