The following 186 items are listed by Content Data.
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Memos
SOX Year-End Update Testing Memo
This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purpos...
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Newsletters
COSO 2013: What Have We Learned?
This issue of Board Perspectives: Risk Oversight outlines important lessons for board members to consider as directors e...
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Audit Programs
Commercial Property Lease Application Audit Work Program
This audit program reviews an application that handles transactions related to leasing and renting commercial property.
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Audit Programs
Program Changes Audit Work Program
This audit program focuses on auditing program change controls.
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Process Flows
Data Conversion Process Flow
Data conversion is the conversion of computer data from one format to another. This process flow details the steps invol...
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Audit Programs
Software Licensure Compliance Audit Work Program
This sample compliance work program can be modified for scope considerations that will depend on the extent of the softw...
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Risk & Control Matrices - RCMs
Deploy and Maintain Solutions RCM
This document outlines risks and controls common to the "deploy and maintain solutions" process in a risk control matrix...
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Audit Programs
IT Help Desk Audit Work Program
This document outlines steps to audit an organization’s IT help desk process.
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Audit Programs
IT Strategy Management Audit Work Program
This document outlines steps to audit an organization’s IT infrastructure management strategy process.
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Risk & Control Matrices - RCMs
Manage Security and Privacy RCM
This document outlines risks and controls common to the "manage security and privacy" process in a risk control matrix (...
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Process Flows
Payroll Calculation Process Flow
Payroll calculation involves following a process to ensure employees are paid precisely and punctually. This process flo...
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