The following 113 items are listed by Content Data.
Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review Customer Interview Questions
The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit dep...
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Newsletters
The Relevance of Sustainability Performance to Board Risk Oversight
The pursuit of aggressive environmental, economic and social sustainability goals presents both opportunity and risk. Th...
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Checklists & Questionnaires
Information Security Risk Assessment Questionnaire
This IT risk assessment questionnaire is designed to assist with reviewing and documenting the risk profile of your orga...
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Audit Programs
Fraud Prevention and Detection Audit Work Program
This audit program sample focuses on understanding current fraud prevention and detection program activities.
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Policies & Procedures
Trading and Commodity Risk Management Policy
This risk policy addresses the components of an effective commodity risk infrastructure.
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Newsletters
Time to Take a Fresh Look at ERM
This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
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Checklists & Questionnaires
IT Risk Assessment Questionnaire
This tool includes risk assessment questions for both IT management and executive IT management.
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Methodologies & Models
Protiviti Risk Model
The Protiviti Risk Model is a comprehensive organizing framework for defining and understanding potential business risks...
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Methodologies & Models
Process Classification Scheme (PCS)
The Process Classification Scheme (PCS) is a framework used by Protiviti that can be utilized to organize information ab...
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Benchmarking Tools
External Access Risk Key Performance Indicators (KPIs)
This tool outlines the business risks associated with inappropriate access to systems, data or information and suggests ...
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Newsletters
Positioning Independent Risk Management to Succeed
This issue of Board Perspectives discusses six factors for positioning the CRO (and independent risk management) to succ...
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Memos
Sarbanes-Oxley Act Project Approach Memo
The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance...
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