Financial Services Industry

The following 143 items are listed by Content Data.
Articles

The Federal Reserve Steps in to Help Small and Medium-Sized Businesses

This article outlines how the Federal Reserve assisted small and medium-sized businesses by making the paycheck protecti...
Subscriber Content
Mon, Aug 10, 2020
Performer Profiles

TD Bank Group: Assigning a Human Face to Internal Audit Transformation

In this profile, TD Bank Group’s Vice President and Global Head of Audit Strategy and Transformation Michael Pagan outli...
Subscriber Content
Mon, Jul 6, 2020
Articles

Insurers Targeted in UK Supervisory Authorities’ Latest Effort to Develop Formal Operational Resilience Regulations

This article provides some insight on what makes global insurers the latest regulatory effort to strengthen the operatio...
Subscriber Content
Mon, Jun 29, 2020
Articles

Cybersecurity Trends in 2020: What to Expect and How to Prepare

This article outlines the scope of finance firms’ cybersecurity trends in 2020 and provides seven key actions organizati...
Subscriber Content
Mon, Jun 22, 2020
Performer Profiles

Synchrony: Investing in a Data-Driven, Digital Future for Internal Audit

In this profile, Synchrony Executive Vice President and Chief Audit Executive of Internal Audit Mark Martinelli shares h...
Subscriber Content
Mon, Jun 1, 2020
Performer Profiles

Capital One: Transforming Digitally and Operationally to Become an ‘‘Industry Beacon’’

In this profile, Capital One Chief Technology Auditor and Managing Vice President, Technology Audit, Innovations and Ana...
Subscriber Content
Mon, Mar 23, 2020
Articles

LIBOR Transition: Preventing History From Repeating Itself

This article describes the financial markets’ preparedness to replace the London Interbank Offer Rate (LIBOR) and provid...
Subscriber Content
Mon, Mar 23, 2020
Articles

OCC Flags Warning Signs of Operational, Credit and Interest Rate Risks

This article takes a look at the current and emerging risks facing finance firms as of last year, based on the OCC recen...
Subscriber Content
Mon, Feb 24, 2020
Performer Profiles

Mitsubishi UFJ Financial Group (MUFG): Global Audit Transformation Unlocks Value

In this profile, MUFG Executive Officer, Managing Director and Head of Internal Audit Katsunori Yokomaku highlights his ...
Subscriber Content
Mon, Feb 10, 2020
Articles

Dynamic Markets, Changing Regulations: Is Your Loan Portfolio Management Practice Moving in Step?

This article reviews loan portfolio risk in today’s financial market and identifies four key areas where loan portfolio ...
Subscriber Content
Mon, Feb 3, 2020
Articles

At RegTech Conference, Protiviti and IRTA Sound an Urgent Call for KYC Optimization

This article shares some valuable ‘‘know your customer’’ (KYC) insights and recommendations based on both the results of...
Subscriber Content
Mon, Jan 27, 2020
Benchmarking Reports

Executive Perspectives on Top Risks in 2020: Financial Services Industry Group Results

This report illustrates the top risks financial services firms should keep in mind throughout 2020, based on the results...
Subscriber Content
Mon, Jan 13, 2020