The following 141 items are listed by Content Data.
Articles
Insurers Targeted in UK Supervisory Authorities’ Latest Effort to Develop Formal Operational Resilience Regulations
This article provides some insight on what makes global insurers the latest regulatory effort to strengthen the operatio...
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Articles
Cybersecurity Trends in 2020: What to Expect and How to Prepare
This article outlines the scope of finance firms’ cybersecurity trends in 2020 and provides seven key actions organizati...
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Performer Profiles
Synchrony: Investing in a Data-Driven, Digital Future for Internal Audit
In this profile, Synchrony Executive Vice President and Chief Audit Executive of Internal Audit Mark Martinelli shares h...
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Performer Profiles
Capital One: Transforming Digitally and Operationally to Become an ‘‘Industry Beacon’’
In this profile, Capital One Chief Technology Auditor and Managing Vice President, Technology Audit, Innovations and Ana...
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Articles
LIBOR Transition: Preventing History From Repeating Itself
This article describes the financial markets’ preparedness to replace the London Interbank Offer Rate (LIBOR) and provid...
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Articles
OCC Flags Warning Signs of Operational, Credit and Interest Rate Risks
This article takes a look at the current and emerging risks facing finance firms as of last year, based on the OCC recen...
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Performer Profiles
Mitsubishi UFJ Financial Group (MUFG): Global Audit Transformation Unlocks Value
In this profile, MUFG Executive Officer, Managing Director and Head of Internal Audit Katsunori Yokomaku highlights his ...
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Articles
Dynamic Markets, Changing Regulations: Is Your Loan Portfolio Management Practice Moving in Step?
This article reviews loan portfolio risk in today’s financial market and identifies four key areas where loan portfolio ...
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Articles
At RegTech Conference, Protiviti and IRTA Sound an Urgent Call for KYC Optimization
This article shares some valuable ‘‘know your customer’’ (KYC) insights and recommendations based on both the results of...
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Benchmarking Reports
Executive Perspectives on Top Risks in 2020: Financial Services Industry Group Results
This report illustrates the top risks financial services firms should keep in mind throughout 2020, based on the results...
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Articles
Report: UK Regulators Urged to Hold Firms and Individuals Accountable for “Unacceptable” Number of IT Failures
This article provides a list of questions that can be used to stimulate a discussion on operational resilience at the bo...
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Performer Profiles
Fidelity Investments: From Goodness to Greatness — Going All-In on Agile Auditing
In this profile, Jeffrey Jarczyk, executive vice president and chief auditor at Fidelity, explains how his team blends s...
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