Financial Services Industry

The following 143 items are listed by Content Data.
Newsletters

Markets in Financial Instruments Directive

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...
Subscriber Content
Mon, Jul 9, 2007
Blog

How Quick Is Your Financial Close Process?

"Close the books" is a process that a corporation uses to reconcile, consolidate and report financial infor...
Thu, Oct 31, 2019
Blog

How to Monitor Transaction Governance for Anti-Money Laundering

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Mon, Mar 16, 2020
Blog

New Content on KnowledgeLeader - 11/20/2023

ToolsThe following tools were published on KnowledgeLeader this week:Internal Audit Risk Assessment Qu...
Mon, Nov 20, 2023
Blog

New Content on KnowledgeLeader - 2/12/2024

ToolsThe following tools were published on KnowledgeLeader this week:IT Vendor Management Capability M...
Mon, Feb 12, 2024
Blog

New Content on KnowledgeLeader - 2/19/2024

ToolsThe following tools were published on KnowledgeLeader this week:New Disclosures PolicyUnder this ...
Mon, Feb 19, 2024
Blog

New Content on KnowledgeLeader - 6/3/2024

ToolsThe following tools were published on KnowledgeLeader this week:Fraud PolicyDiscover our Fraud Po...
Mon, Jun 3, 2024
Blog

New Content on KnowledgeLeader - 7/22/2024

ToolsThe following tools were published on KnowledgeLeader this week:Process and Controls Change Manag...
Mon, Jul 22, 2024
Blog

New Content on KnowledgeLeader - 8/5/2024

ToolsThe following tools were published on KnowledgeLeader this week:Enterprise Risk Management Guide:...
Mon, Aug 5, 2024
Blog

Sample Requests for Proposals Available on KnowledgeLeader

Some of KnowledgeLeader's most popular RFP samples are listed below. For a full list of available items, vi...
Mon, Nov 4, 2024
Blog

What is Financial Instrument Risk?

What is Financial Instrument Risk?Buyers and sellers may enter into sub-optimal financial or commodity inst...
Thu, Jan 25, 2018