The following 143 items are listed by Content Data.
Articles
AIR's Jo Ann Barefoot on AI, Automation and the Future of Financial Regulation
AIR CEO Jo Ann Barefoot and Protiviti’s Joe Kornik discuss AIR, digitization, AI and the future of regtech.
Articles
Value Chain Mapping for Risk Transformation in Australia’s New Regulatory Environment
In the first of a two-part series on achieving business and risk transformation, leaders from our Australia practice pro...
Articles
Blockchain Coinvestors CEO: If U.S. Government Won’t Lead on Innovation, Get Out of the Way
Protiviti experts discuss the dichotomy between regulation and innovation in government as it relates to fintech.
Articles
DORA Compliance: Untangling Key Hurdles to Implementation
How firms can respond to and apply Digital Operational Resilience Act requirements by the implementation date.
Benchmarking Reports
SIFMA’s Quantum Dawn VII After-Action Report
The latest iteration of the biannual cybersecurity exercise, Quantum Dawn, focused on the outage of a critical third-par...
Articles
Cybersecurity Expert: The U.S. Is Facing Big Challenges
Expert analysis on U.S. readiness when it comes to cyber warfare with our adversaries.
Subscriber Content
Guides
Decision Support Guide
Define your organization’s framework for making decisions and establish the capability to provide decision-support servi...
Subscriber Content
Articles
Sanctions Risk Assessment: A Key Risk Management Tool
How organizations can stay ahead of regulatory expectations and enhance financial compliance with robust sanctions risk ...
Subscriber Content
Policies & Procedures
Financial Statement Preparation Policy
The two sample policies included in this tool outline procedures to ensure content quality when creating financial state...
Subscriber Content
Audit Programs
Investment Management Firm Audit Work Program
The purpose of this work program is to provide the general steps used to perform an audit at an investment management fi...
Subscriber Content
Articles
From Cash to Credit to Crypto, Exploring How We Think About Money
Explore how cashless payments, crypto and digital banking will change how we think about money in this VISION by Protivi...
Subscriber Content
Articles
Cornell Professor of Trade Policy: Digital Revolution Will Transform Currencies — and the World
Cornell Professor Eswar Prasad sat down with Protiviti’s Joe Kornik to discuss the digital revolution and the future of ...
Subscriber Content