This sample compliance work program can be modified for scope considerations that will depend on the extent of the softw...

This policy establishes procedures to follow prior to signing vendor contracts on behalf of a company, including obtaini...

This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...

The following sample outlines a set of policies and procedures for workers' compensation.

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...

Good process documentation doesn’t just describe how things work—it tells a story of an organization’s modu...

We live and do business in a highly regulated, litigious society. It’s an inevitable but beneficial consequ...

Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...

Most, if not all, business transactions executed today touch the information technology (IT) environment at...

Technology has greatly expanded the methods of creating, editing, maintaining, transmitting and retrieving ...

Key Performance Measures Improving the ProcessAn effective business process is built on a set of well-defin...

Introduction“Compliance” is defined as adherence to policies, plans, procedures, laws, regulations, contrac...