Document Retention

The following 164 items are listed by Content Data.
Checklists & Questionnaires

Health and Wellness Compliance Overview Questionnaire

This questionnaire covers the common initiatives, tax implications, legal issues, key risks, expected key controls and i...
Subscriber Content
Mon, Feb 12, 2018
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Health Insurance Broker/Agent RCM

This document outlines risks and controls common to the health insurance broker/agent component of the “manage and admin...
Subscriber Content
Mon, Feb 12, 2018
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Adoption Assistance RCM

This document outlines risks and controls common to the adoption assistance component of the “manage and administer bene...
Subscriber Content
Mon, Jan 22, 2018
Policies & Procedures

Compliance With Security Laws Policy

This sample policy outlines an organization’s process for ensuring compliance with federal security laws.
Subscriber Content
Mon, Jan 15, 2018
Policies & Procedures

Vendor Contract Library Management Policy

This sample policy establishes guidelines and procedures that must be followed with respect to retention, administration...
Subscriber Content
Mon, Jan 8, 2018
Newsletters

Compliance Insights: December 2017

Topics covered in this newsletter include: Digital Mortgage and Consumer Lending Trends and Innovations
Subscriber Content
Mon, Jan 1, 2018
Newsletters

The Board’s Role in Addressing Geopolitical and Regulatory Shifts

This issue of Board Perspectives identifies seven key takeaways from Protiviti’s roundtable at a National Association of...
Subscriber Content
Mon, Oct 30, 2017
Checklists & Questionnaires

Diversity and Inclusion Process Questionnaire

This tool provides insights on the diversity and inclusion process, including key risks, expected key controls and quest...
Subscriber Content
Mon, Oct 9, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Healthcare Dependents RCM

This document outlines risks and controls common to the healthcare dependents component of the “manage and administer be...
Subscriber Content
Mon, Sep 18, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Flexible Benefits RCM

This document outlines risks and controls common to the flexible benefits component of the “manage and administer benefi...
Subscriber Content
Mon, Sep 11, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Employee Leave Benefits RCM

This document outlines risks and controls common to the employee leave component of the “manage and administer benefits”...
Subscriber Content
Mon, Jul 17, 2017
Newsletters

Compliance Insights: May 2017

The May 2017 Compliance Insights newsletter includes: (1) A Call to Streamline State Supervision of MSBs
Subscriber Content
Mon, May 29, 2017