The following 220 items are listed by Content Data.
Internal Audit CPE Courses
The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)
In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Articles
Twenty-Year Review of Audit & Non-Audit Fee Trends Report
Audit Analytics examines trends in audit and non-audit fees disclosed by SEC-registered companies between 2002 and 2021.
Subscriber Content
Process Flows
Time Reporting Process Flow
This sample process flow can be used as a general guide to understanding and reviewing the steps in an organization’s ti...
Subscriber Content
Methodologies & Models
Internal Controls Over Financial Reporting Compliance Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s compliance with internal control...
Subscriber Content
Audit Programs
Entity-Level Controls Audit Work Program
This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level contro...
Subscriber Content
Guides
Internal Audit Effectiveness Guide
This guide can be used by internal audit to measure and improve the company’s internal controls over financial reporting...
Subscriber Content
Checklists & Questionnaires
Audit Project Checklist
Use this safety audit checklist to protect your employees and create a safer work environment.
Subscriber Content
Benchmarking Tools
Audit Data Analytics Leading Practices
Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
Subscriber Content
Memos
Sarbanes-Oxley (SOX) Project Approach Memo
This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
Subscriber Content
Checklists & Questionnaires
Control Self-Assessment Questionnaire
The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
Subscriber Content
Policies & Procedures
Third-Party Management Oversight Policy
This sample policy is designed to help mortgage companies manage a successful control framework to achieve compliance an...
Subscriber Content
Methodologies & Models
Identity Access Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
Subscriber Content