Audit Planning

The following 113 items are listed by Content Data.
Process Flows

​Benchmarking Process Flow

This flowchart provides the common steps taken during various benchmarking phases.
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Mon, Oct 8, 2018
Audit Reports

Internal Audit Plan Status – Report to the Audit Committee

This sample internal audit report includes a status summary and recommendations for quarter 1 of the fiscal year.
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Mon, Jul 9, 2018
Audit Reports

Bank Audit Plan Report

This sample outlines the audit plan for a bank, including risk assessment, gap analysis from previous year audit plan, a...
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Mon, Apr 23, 2018
Checklists & Questionnaires

Marketing and Selling Internal Audit Checklist

This internal audit checklist includes key factors to help internal auditors market and sell their services better and i...
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Mon, Feb 12, 2018
Newsletters

The Board’s Role in Addressing Geopolitical and Regulatory Shifts

This issue of Board Perspectives identifies seven key takeaways from Protiviti’s roundtable at a National Association of...
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Mon, Oct 30, 2017
Audit Reports

Establishing the Internal Audit Infrastructure Report

This sample internal audit report to the audit committee chairman focuses on an audit plan for establishing an organizat...
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Mon, Jun 19, 2017
Checklists & Questionnaires

Audit Committee Risk Assessment Survey Questionnaire

This questionnaire solicits input during an integrated audit risk assessment to direct the current year's audit plan.
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Mon, Mar 20, 2017
Checklists & Questionnaires

Audit Planning and Scoping Checklist

This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
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Mon, Mar 13, 2017
Memos

Internal Audit Risk Assessment Announcement Memo

This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
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Mon, Oct 17, 2016
Newsletters

Is Internal Audit Meeting Expectations?

This issue of Board Perspectives outlines six imperatives for internal audit from the CBOK study based on feedback from ...
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Mon, Aug 15, 2016
Memos

Internal Audit Engagement Memo

This internal audit engagement memo informs an auditee of an upcoming audit and includes the objectives of the audit, pr...
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Mon, Aug 8, 2016
Memos

Remote Locations Audit Planning Memo

This memo outlines an organization's remote location audit approach.
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Mon, May 9, 2016