The following 996 items are listed by Content Data.
Articles
The History of Critical Audit Matters
In this article, Audit Analytics examines the story behind how the disclosure of critical audit matters came to be in th...
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Checklists & Questionnaires
Procure-to-Pay Scoping Questionnaire
This sample questionnaire can be used to assess the processes associated with procure-to-pay management.
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Articles
The OCC’s 2020 Supervision Plan Targets Emerging Risks Facing Financial Institutions
This article discusses the Office of the Comptroller of the Currency’s supervisory plan for 2020, which is designed to h...
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Articles
With a Change in the Credit Cycle, a Rise in Special Assets Is Likely: Is Your Institution Prepared?
This article outlines risk identification, monitoring, measuring and control measures that could help financial institut...
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Risk & Control Matrices - RCMs
Develop Sales and Marketing Strategy Risk and Control Matrix (RCM)
This document outlines risks and controls common to the sales and marketing strategy process in a risk control matrix (R...
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Articles
Emerging Technology Companies: Don’t Forget to Manage Security in the Cloud
This article discusses how organizations can improve their cloud security efforts and details the challenges associated ...
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Policies & Procedures
Equity Grant Policy
This sample policy provides an overview of procedures organizations should take during the equity grant process.
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Articles
What Can We Learn About CAMs from KAMs?
In this article, Audit Analytics examines similar trends between critical audit matters (CAMs) and key audit matters (KA...
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Benchmarking Reports
Five Ways Customer-Focused CFOs Thrive
Here are five insights and actions for CFOs to consider, based on key takeaways from Protiviti’s 2019 Finance Trends Sur...
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Articles
It’s Time for a Closer Look at Consumer Loan Monitoring: Here Are Some Best Practices
This article focuses on three areas that can help risk managers enhance credit risk management practices over consumer p...
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Risk & Control Matrices - RCMs
Manage Customer Orders: Sales Approval Process Risk and Control Matrix (RCM)
This document outlines risks and controls common to sales approval during the ‘‘manage customer orders’’ process in a ri...
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Audit Reports
Close-the-Books, Finance, IT and Human Resources Review Report
This sample audit report can be used for evaluating the financial close and payroll processes with respect to use of the...
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