The following 1014 items are listed by Content Data.
Articles
Expected Filing Season Trends, Including Coronavirus Disclosures
In this article, Audit Analytics explains some of the new and interesting trends, including the novel coronavirus, discl...
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Articles
Winning the Finance Talent War: Five Strategies
This article describes the growing compliance obligations for financial services firms and identifies five key strategie...
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Articles
CECL and the New AICPA Practice Aid: What Audit Committee Members Need to Know (Part 1)
This article explores the Current Expected Credit Loss (CECL) accounting standard updates and introduces the AICPA’s Pra...
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Policies & Procedures
Check Request Policy
This tool contains two sample policies that establish standards and procedures for disbursing an organization's funds by...
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Methodologies & Models
Financial Close Process Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s financial close process and to a...
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Articles
Changes to Auditor Independence Regulations: US vs. UK
This article reviews the anticipated changes proposed by the SEC and revised standards implemented by the Financial Repo...
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Articles
OCC Flags Warning Signs of Operational, Credit and Interest Rate Risks
This article takes a look at the current and emerging risks facing finance firms as of last year, based on the OCC recen...
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Articles
Operational Resilience Supervision Moves into High Gear with Latest Consultation Papers for UK Institutions
This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...
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Policies & Procedures
Receiving Policy
This sample contains two policies that establish guidelines and procedures organizations should follow during the receiv...
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Checklists & Questionnaires
Controls Self-Assessment Questionnaire
The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...
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Articles
In Transformations, People Are at the Heart of Success
This article describes the four stages of change management and offers suggestions on how finance leaders can promote a ...
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Articles
FFIEC’s Updated BCM Booklet Highlights Operational Resilience Concepts
This article looks at the significant changes made to the FFIEC’s updated business continuity management booklet and pro...
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