Check out the 10 most frequently viewed audit tools and publications on KnowledgeLeader in October.
1. Process Classification Scheme (PCS)
The Process Classification Scheme (PCS) is a framework used by Protiviti that can be utilized to organize information about a company according to relevant business and/or industry processes.
2. Entity-Level Controls: The Importance of Setting the Tone
This blog post explains the importance of entity-level controls and explores the COSO Framework.
3. Risk Assessment and Proposed Internal Audit Plan
Identify potential areas of risk and noncompliance with this audit report sample, which includes an overview of organizational risks and an audit plan that addresses risks to strategic objectives.
4. Internal Audit Department Key Performance Indicators (KPIs)
This tool includes three sample documents that provide guidance internal audit and management can use to evaluate their performance measurements.
5. Internal Audit Value Scorecards
Manage and measure the performance of your organization’s internal audit function with the various guidelines in this tool.
6. Financial Due Diligence Report
Our Financial Due Diligence Report serves as a comprehensive tool for auditors to meticulously examine the financial health and operational efficiency of a target company.
7. Accounting Reconciliation Audit Work Program
Optimize your organization's accounting reconciliation accuracy and ensure that discrepancies are reconciled and accounting reconciliations are performed accurately with our comprehensive audit work program.
8. IT Audit Update: Audit Committee Report
Utilize this audit report sample to evaluate your organization’s general computer control risks and report on the progress made toward addressing audit findings.
9. Preliminary Controls Self-Assessment Questionnaire
Our Preliminary Controls Self-Assessment Questionnaire is designed to aid internal audit departments in evaluating and understanding the existing control environments within an organization.
10. Internal Audit Feedback Questionnaire
This tool includes 10 sample questionnaires that can be used by internal audit functions to gather client feedback and measure client satisfaction.