The following 66 items are listed by Content Data.
Checklists & Questionnaires
Controls Self-Assessment Questionnaire
The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...
Subscriber Content
Blog
How to Effectively Conduct Self-Assessment Meetings
Why are we meeting? What are the objectives of the self-assessment meeting?Defining the meeting objec...
Audit Reports
Internal Controls Self-Assessment Report
This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
Subscriber Content
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Blog
The Best Way to Formulate and Execute Audit Procedures
Once a company forms an internal audit function, completes the risk assessment process and develops an inte...
Checklists & Questionnaires
Pre-Audit Self-Assessment Questionnaire
Use this questionnaire before an audit kickoff meeting to elicit input from the auditee(s) and to help focus the audit. ...
Subscriber Content
Audit Reports
Internal Audit Activity Report: External Quality Assessment
This audit report sample focuses on the external quality assessment review (QAR) conducted for a company’s internal audi...
Subscriber Content
Checklists & Questionnaires
Process Control Questionnaire: Managing Patient Financial Services
This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content