The following 76 items are listed by Content Data.
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
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Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
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Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
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Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Checklists & Questionnaires
Pre-Audit Self-Assessment Questionnaire
Use this questionnaire before an audit kickoff meeting to elicit input from the auditee(s) and to help focus the audit. ...
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Audit Reports
Internal Audit Activity Report: External Quality Assessment
This audit report sample focuses on the external quality assessment review (QAR) conducted for a company’s internal audi...
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Checklists & Questionnaires
Process Control Questionnaire: Managing Patient Financial Services
This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
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Checklists & Questionnaires
Control Self-Assessment Questionnaire: Financial Reporting and General Ledger
This sample helps a company determine whether its established controls for financial reporting and the general ledger ar...
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Checklists & Questionnaires
IT Operations Management Self-Assessment Questionnaire
This tool is a high-level self-assessment questionnaire for use by an auditee prior to reviewing an organization’s infor...
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Checklists & Questionnaires
IT Application Management Self-Assessment Questionnaire
This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.
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Checklists & Questionnaires
IT Asset Management Self-Assessment Questionnaire
This tool includes questions to consider when reviewing an organization’s IT management process.
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