The following 78 items are listed by Content Data.
Articles
Initial Public Offerings: Recent Trends in Corporate Governance Risks
Audit Analytics takes a deeper look at the risks that initial public offerings pose to investors, regulators and other f...
Subscriber Content
Audit Reports
Enterprise Resource Planning Upgrade Audit Report
Auditors can use this audit report template for conducting and documenting the results of an enterprise resource plannin...
Subscriber Content
Articles
SOX Compliance Under COVID-19: Considerations for Completing Quarterly Assessments
In this article, we provide a brief reminder on guidance and disclosure requirements, highlight current SEC insights and...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Policy Evaluation Checklist
This tool provides points to consider when conducting an organization’s Sarbanes-Oxley (SOX) policy evaluation.
Subscriber Content
Benchmarking Reports
2021 Sarbanes-Oxley Compliance Survey
The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
Subscriber Content
Articles
A Farewell to Paul Sarbanes
Protiviti Managing Director Jim DeLoach honors Paul Sarbanes and highlights his efforts to protect investors and create ...
Subscriber Content
Articles
SOX Compliance Under COVID-19: The Show Must Go On (Part 1)
Part one of this two-part discussion uncovers the challenges of maintaining the full rigor of internal control requireme...
Subscriber Content
Checklists & Questionnaires
Internal Control Structure Validation Questionnaire
This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICF...
Subscriber Content
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
Subscriber Content
Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-O...
Subscriber Content
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR) Testing Questionnaire
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
Subscriber Content