The following 81 items are listed by Content Data.
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Audit Programs
Access to Programs and Data Audit Work Program
The purpose of this work program—focused on access to programs and data—is to outline the IT general controls to be test...
Subscriber Content
Audit Programs
Sarbanes-Oxley Documentation Review Audit Work Program
The objective of this audit program is to ensure that Sarbanes-Oxley (SOX) Section 404 processes are documented to commu...
Subscriber Content
Newsletters
COSO 2013: Why Should You Care?
This issue of Board Perspectives: Risk Oversight outlines six reasons why board members should care about the updated CO...
Subscriber Content
Protiviti Booklets
The Updated COSO Internal Control Framework
In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
Subscriber Content
Newsletters
Updated COSO Internal Control Framework: Frequently Asked Questions
Get answers to FAQs on the design and evaluation of the COSO cube. Discover the impact of the updated COSO Internal Cont...
Subscriber Content
Process Flows
SOX Process Flow: High-Level Methodology
This process flow documents a high-level methodology for Sarbanes-Oxley compliance.
Subscriber Content
Newsletters
The SEC’s New Guidance on Section 404: What It Means to You
In May, the Securities and Exchange Commission (SEC) approved its interpretive guidance to management on implementing Se...
Subscriber Content
Newsletters
Section 404 Compliance: Lessons Learned for the Next 12 Months
In this issue of The Bulletin, we articulate seven lessons for improving Section 404 assessment and compliance processes...
Subscriber Content
Newsletters
Section 404 Compliance: Planning for Next Year
This issue of The Bulletin focuses on some of the opportunities companies should consider as they plan for Year Three of...
Subscriber Content
Protiviti Booklets
Frequently Asked Questions Regarding Compliance with OMB Circular A-123
In this booklet, we answer questions about complying with OMB Circular A-123.
Subscriber Content
Newsletters
Driving Value Out of the Section 404 Compliance Process
In this issue of The Bulletin, we incorporate insights and lessons learned regarding finance processes and show how valu...
Subscriber Content