In this profile, Occidental Vice President of Internal Audit Gary Daugherty describes his team’s first steps to becoming...

This article discusses six key considerations a company should take when performing its Sarbanes-Oxley (SOX) risk assess...

This article outlines a list of practical steps that companies can take to get ahead of the delay in SOC reports from se...

This article reviews what parts of Sarbanes-Oxley (SOX) compliance can benefit from automation and provides credible rec...

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...

In this article, Audit Analytics evaluates the state of today’s audit process by looking at four areas of financial repo...

This tool highlights seven phases of the business continuity management methodology, describing its benefits and the Pro...

This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...

This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...

This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...

This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.

Find out what internal and external auditors think about your company’s IT controls with this SOX compliance checklist.