Risk Assessment

The following 773 items are listed by Content Data.
Newsletters

COSO ERM: What It Means to the Board

This issue of Board Perspectives summarizes five significant takeaways from the new COSO ERM framework.
Subscriber Content
Mon, Jul 4, 2016
Audit Programs

Siebel/Oracle Information Security Audit Work Program

This audit program outlines procedures to evaluate six system control objectives.
Subscriber Content
Mon, Jun 27, 2016
Newsletters

Updated COSO ERM Framework: What's New?

This issue of The Bulletin discusses why the COSO ERM Framework needed to be updated and how the focus is now on what is...
Subscriber Content
Mon, Jun 20, 2016
Newsletters

Board Oversight of Talent Strategy

This issue of Board Perspectives: Risk Oversight discusses current challenges and effective practices in the board’s ove...
Subscriber Content
Mon, Jun 6, 2016
Audit Programs

RACF Mainframe Controls Review Audit Work Program

This audit work program outlines detailed steps to review the controls for an RACF mainframe.
Subscriber Content
Mon, Jun 6, 2016
Newsletters

Emerging Risks: Looking Around the Corner

This article summarizes practical principles for recognizing emerging risks.
Subscriber Content
Mon, May 23, 2016
Risk & Control Matrices - RCMs

Manage Labor-Management Relationships RCM

This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format...
Subscriber Content
Mon, May 23, 2016
Risk & Control Matrices - RCMs

Manage Travel and Entertainment Expenses RCM

This document outlines risks and controls common to the "manage travel and entertainment expenses" process in a risk con...
Subscriber Content
Mon, May 9, 2016
Risk & Control Matrices - RCMs

Foreign Exchange RCM

This document outlines risks and controls common to the foreign exchange process in a risk control matrix (RCM) format.
Subscriber Content
Mon, May 2, 2016
Memos

Sarbanes-Oxley Act Project Approach Memo

The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compliance...
Subscriber Content
Mon, May 2, 2016
Newsletters

The Most Important Risks for 2016

This issue of Board Perspectives summarizes the top risks for 2016 as identified by North Carolina State University’s ER...
Subscriber Content
Mon, Apr 11, 2016
Memos

Management Response to Internal Audit Reports Memo

This memo outlines specifics to consider when drafting management responses to audit observations.
Subscriber Content
Mon, Mar 28, 2016