The following 773 items are listed by Content Data.
Policies & Procedures
Data Backup and Retention Policy
This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...
Subscriber Content
Benchmarking Tools
Settlement Risk Key Performance Indicators (KPIs)
This tool discusses the meaning of settlement risk, outlines business risks related to settlement, and shares performanc...
Subscriber Content
Performer Profiles
Centene Corporation: Resilience Stems From the Resolve to Help Others
Matt Snyder, senior vice president of internal audit, compliance and risk management at Centene, explains how his team’s...
Subscriber Content
Newsletters
Lessons From the Pandemic: Crisis as a Catalyst for Innovation
This issue of Board Perspectives recaps a discussion from a recent NACD event on the significance of agility as an impor...
Subscriber Content
Methodologies & Models
Anti-Money Laundering Capability Maturity Model (CMM)
This tool defines the capability maturity indicators for the anti-money laundering process, from the initial stage throu...
Subscriber Content
Performer Profiles
Booking Holdings: Navigating a Global Crisis With a Resilience Mindset
In this profile, Booking Holdings Senior Vice President and Chief Audit Officer Marco Rozenberg describes his team’s int...
Subscriber Content
Benchmarking Tools
Business Continuity Management Leading Practices
Organizations can use the leading practices outlined in this tool to measure and improve the business continuity managem...
Subscriber Content
Audit Reports
Enterprise Resource Planning Upgrade Audit Report
Auditors can use this audit report template for conducting and documenting the results of an enterprise resource plannin...
Subscriber Content
Articles
Preparing for a Dynamic Post-Pandemic Fraud Landscape
The five strategies described in this article can help organizations strengthen their fraud prevention practices and avo...
Subscriber Content
Articles
Internal Controls Planning as Organizations Contemplate a Return to the Office
In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...
Subscriber Content
Charters
Risk Management Oversight Committee Charter
The responsibilities and duties outlined in this sample can be used to establish a risk management oversight committee c...
Subscriber Content
Checklists & Questionnaires
Root Cause Analysis Questionnaire
This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.
Subscriber Content