Process-Level Control

The following 92 items are listed by Content Data.
Process Flows

Accounts Receivable Aging and Collections Process Flow

This process flow outlines the accounts receivable aging and collection process.
Subscriber Content
Mon, Jun 8, 2015
Process Flows

Payroll Calculation Process Flow

Payroll calculation involves following a process to ensure employees are paid precisely and punctually. This process flo...
Subscriber Content
Mon, May 18, 2015
Process Flows

Vehicle Production, Planning and Scheduling Process Flow

This process flow focuses on vehicle production, planning and scheduling.
Subscriber Content
Mon, May 11, 2015
Process Flows

Human Resources Management and Employee Setup Process Flow

This process flow focuses on the human resources management and employee setup processes. It addresses the risk of setti...
Subscriber Content
Mon, Mar 2, 2015
Process Flows

Acquisition of Business, Contracting and Revenue Recognition Process Flow

There is pervasive business risk associated when projects are not properly maintained, resulting in revenues that are no...
Subscriber Content
Mon, Jan 12, 2015
Process Flows

Close the Books Process Flow: Accounts Payable, Accounts Receivable, Payroll and Sales Tax

This sample process flow shows the close-the-books process organized by day-to-day activities.
Subscriber Content
Mon, Nov 3, 2014
Protiviti Booklets

The Updated COSO Internal Control Framework

In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
Subscriber Content
Mon, Apr 28, 2014
Process Flows

Self-Assessment Process Flow – High-Level Overview

This sample process slow provides a high-level overview of the control self-assessment process, focusing on identifying ...
Subscriber Content
Mon, Mar 10, 2014
Checklists & Questionnaires

Self-Assessment Process Questionnaire: Process Owner Accountability

This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content
Mon, Jun 10, 2013
Process Flows

SOX Process Flow: High-Level Methodology

This process flow documents a high-level methodology for Sarbanes-Oxley compliance.
Subscriber Content
Mon, Jul 30, 2012
Process Flows

User Access Security Process Flow

This sample process flow outlines the steps to manage user access changes to company IT systems.
Subscriber Content
Mon, Jun 20, 2011
Protiviti Booklets

Spreadsheet Risk Management: Frequently Asked Questions

This booklet represents a pragmatic response to spreadsheet risk based on real business needs.
Subscriber Content
Mon, Jul 6, 2009