This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...

This tool provides questions to consider when reviewing an organization's month-end close process and determining whethe...

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...

This sample helps a company determine whether its established controls for financial reporting and the general ledger ar...

This tool is a high-level self-assessment questionnaire for use by an auditee prior to reviewing an organization’s infor...

This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.

This tool includes questions to consider when reviewing an organization’s IT management process.

This document outlines risks and controls common to the “disposal risk” aspect of the fixed assets process in a risk con...

This document outlines risks and controls common to the ‘‘manage healthcare reimbursements accounts process’’ in a risk ...

This document outlines the process that management utilizes for determining the final process criticality for a SOX 404 ...

This document outlines risks and controls common to the p-card purchases component of the “purchase materials and suppli...

The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by ...