This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...

This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.

This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...

This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...

Segregation of duties (SoDs) is an important concept to internal control frameworks, financial reporting an...

The capability maturity model can be used to measure the maturity of an organization’s improved performance and to assis...

This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...

Cash flow management is the mobilization of company funds, the investment of these funds to produce income ...

This document outlines risks and controls common to the sales and marketing strategy process in a risk control matrix (R...

This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...

This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...

This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’...