Laws & Regulations

The following 325 items are listed by Content Data.
Articles

Going Concerns Related to Unknown COVID-19 Impacts

Audit Analytics reviews the audit opinions of SEC-registered public companies that have been significantly impacted by t...
Subscriber Content
Mon, Sep 14, 2020
Articles

Working Together: Bank Regulators Encourage Flexibility and Offer the Same During COVID-19 Pandemic

This article explains what a joint statement recently issued by the regulatory agencies means for financial institutions...
Subscriber Content
Mon, Aug 31, 2020
Articles

Regulators Support CARES Act Forbearance by Offering Flexibility to Mortgage Servicers

This article explains the required forbearance available to mortgage borrowers under the CARES Act and outlines the join...
Subscriber Content
Mon, Aug 24, 2020
Audit Reports

Telephony Infrastructure VoIP Audit Report

This sample report can be used by auditors for measuring and enhancing an organization's Voice over Internet Protocol (V...
Subscriber Content
Mon, Aug 24, 2020
Policies & Procedures

Foreign Corrupt Practices Act Policy

This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
Subscriber Content
Mon, Aug 17, 2020
Articles

Innovating AML Compliance: The Next Regulatory Imperative?

This article explains how regulatory expectations around innovation will continue to evolve and drive leading anti-money...
Subscriber Content
Mon, Aug 17, 2020
Audit Reports

Regulatory Compliance Review Audit Report

This sample audit report can be used by auditors for assessing and improving an organization’s compliance risk managemen...
Subscriber Content
Mon, Aug 17, 2020
Articles

Class Action Lawsuits and Regulatory Litigation Related to COVID-19

In this article, Audit Analytics analyzes class action security lawsuits that were filed against companies due to circum...
Subscriber Content
Mon, Jul 13, 2020
Articles

The CARES Act: Understanding Expectations for Healthcare Providers

This article articulates why the CARES Act, signed into law on March 27, 2020, clearly amplifies that healthcare is ‘‘to...
Subscriber Content
Mon, Jul 6, 2020
Articles

Critical Audit Matters in Audit Committee Disclosures

Audit Analytics shares its findings on S&P companies that have disclosed the audit committee’s role in critical audi...
Subscriber Content
Mon, Jun 22, 2020
Articles

CECL and the New AICPA Practice Aid (Part 2): Financial Statement Presentation and Enhanced Financial Statement Disclosures

Part two of our CECL discussion will drill down into requirements intended to ensure that financial statement presentati...
Subscriber Content
Mon, Jun 15, 2020
Articles

Decade of Data: Trends in Audit Fees Across Europe

In this article, Audit Analytics examines 10 years of annual audit and non-audit fee trends of companies listed on regul...
Subscriber Content
Mon, Jun 1, 2020