Laws & Regulations

It is common to find organizations investing more and more resources – money, time, staff, etc. – these day...

Auditing Standards for Internal Audit The Institute of Internal Auditors (IIA) promulgates the Internation...

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...

“All of the blame and none of the praise” This was how one Human Resource professional described their job...

Globalization, technology and expanding economic development have propelled business to a leading role in ...

Most, if not all, business transactions executed today touch the information technology (IT) environment at...

Defined policies and procedures play an integral role in efficient and effective company operations. They a...

Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...

Key Performance Measures Improving the Process An effective business process is built on a set of well-def...

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...

This booklet provides legal overviews and insight regarding current laws and regulations, and guidance to implement and ...

The primary goal of this policy is to help document a company’s process and procedures for accounting for goodwill under...