Internal Audit

The following 688 items are listed by Content Data.
Checklists & Questionnaires

Controls Self-Assessment Questionnaire

The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...
Subscriber Content
Mon, Feb 17, 2020
Methodologies & Models

Six Elements of Infrastructure

This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...
Subscriber Content
Mon, Feb 3, 2020
Audit Reports

Internal Controls Self-Assessment Report

This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
Subscriber Content
Mon, Jan 27, 2020
Articles

Public Company Transformation: Critical Audit Matters Should Matter for Soon-to-Be-Public Companies

This article shares some insight on critical audit matters (CAMs) and what they mean for private companies as part of th...
Subscriber Content
Mon, Jan 20, 2020
Audit Programs

Email Surveillance Audit Program

This audit program sample provides general steps organizations can use to perform an email surveillance audit.
Subscriber Content
Mon, Jan 13, 2020
Audit Reports

IT Compliance Review Report

This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Mon, Jan 13, 2020
Methodologies & Models

Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Mon, Dec 30, 2019
Articles

What Investors Need to Know About Audits

In this article, Audit Analytics evaluates the state of today’s audit process by looking at four areas of financial repo...
Subscriber Content
Mon, Dec 30, 2019
Methodologies & Models

Facilitated Self-Assessment Meetings Methodology

This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Mon, Dec 16, 2019
Methodologies & Models

Business Self-Assessment Methodology

This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Mon, Dec 9, 2019
Performer Profiles

Fidelity Investments: From Goodness to Greatness — Going All-In on Agile Auditing

In this profile, Jeffrey Jarczyk, executive vice president and chief auditor at Fidelity, explains how his team blends s...
Subscriber Content
Mon, Dec 9, 2019
Articles

Internal Audit Leaders Adopt Agile Methods to Meet Next-Gen Audit Expectations

This article looks at ways internal audit teams are adopting fast and flexible ‘‘agile’’ development methodologies to be...
Subscriber Content
Mon, Dec 9, 2019