The following 50 items are listed by Content Data.
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
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Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
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Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...
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Checklists & Questionnaires
Entity-Level Controls Risk Assessment Questionnaire
The objective of this questionnaire is to assess a number of COSO elements and the related objectives for entity-level c...
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Newsletters
Getting the Most from the Board-Management Risk Appetite Dialogue
This issue of Board Perspectives offers both directors and senior executives useful insights that are consistent with th...
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Newsletters
Time to Take a Fresh Look at ERM
This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
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Newsletters
So, You've Implemented ERM? Take Another Look
This newsletter outlines what’s new in the updated COSO ERM framework and expectations going forward.
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Audit Reports
Entity-Level Risk Assessment Audit Report
This sample IT risk assessment audit report presents findings from an entity-level risk analysis review.
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Sarbanes-Oxley CPE Courses
Using the COSO Internal Control Integrated Framework for Sarbanes-Oxley Compliance (KLplus CPE Course)
This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.
Internal Audit CPE Courses
Overview of the COSO Internal Control - Integrated Framework (KLplus CPE Course)
The objective of this course is to provide an overview of the Framework and to explain how it is applied at the entity a...
Newsletters
COSO ERM: What It Means to the Board
This issue of Board Perspectives summarizes five significant takeaways from the new COSO ERM framework.
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