Audit Planning

The following 113 items are listed by Content Data.
Memos

Management Response to Internal Audit Reports Memo

This memo outlines specifics to consider when drafting management responses to audit observations.
Subscriber Content
Mon, Mar 28, 2016
Memos

Procurement Card Internal Audit Planning Memo

This procurement card internal audit planning memorandum documents the audit approach and scope.
Subscriber Content
Mon, Aug 10, 2015
Newsletters

The Future Auditor: The Chief Audit Executive’s Endgame

This issue of The Bulletin provides observations regarding our view of the future auditor and their implications for int...
Subscriber Content
Mon, Apr 14, 2014
Process Flows

Self-Assessment Process Flow – High-Level Overview

This sample process slow provides a high-level overview of the control self-assessment process, focusing on identifying ...
Subscriber Content
Mon, Mar 10, 2014
Newsletters

Integrating Risk with Business Planning

This issue of Board Perspectives: Risk Oversight illustrates how risk should be integrated into the annual business plan...
Subscriber Content
Mon, Mar 11, 2013
Newsletters

Assessing Risk: A Strategic Perspective

This issue of Board Perspectives: Risk Oversight describes how strategic risk analysis can assist senior management with...
Subscriber Content
Mon, Apr 9, 2012
Protiviti Booklets

Guide to Internal Audit

This booklet is designed to be a resource that internal audit professionals can refer to regularly in their jobs.
Subscriber Content
Mon, Feb 16, 2009
Blog

Accounts Receivable Risk Management Best Practices

Every time a business offers credit to its customers, it assumes an accounts receivable risk. These risks i...
Thu, Apr 4, 2024
Blog

Document Retention Policy Basics

We live and do business in a highly regulated, litigious society. It’s an inevitable but beneficial consequ...
Thu, May 11, 2023
Blog

How to Effectively Conduct Self-Assessment Meetings

 Why are we meeting? What are the objectives of the self-assessment meeting?Defining the meeting objec...
Thu, Feb 13, 2020
Blog

How to Identify Remarkable Value in Data Analytics for Internal Audit

Internal auditors have weighed the benefits of data analytics software since the earliest versions of the t...
Mon, Mar 9, 2020
Blog

How to Optimize Effective Audit Planning

Audit planning sets the tone for the audit. If audit planning hasn't been done well, it can make the entire...
Fri, Dec 20, 2019