Audit Committee & Board

The following 548 items are listed by Content Data.
Articles

AQRM Red Flags: Shareholder Activism

Audit Analytics examines shareholder activism risk and how it is defined and categorized within its Accounting Quality +...
Subscriber Content
Mon, Dec 13, 2021
Methodologies & Models

Identity Access Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
Subscriber Content
Mon, Dec 13, 2021
Benchmarking Tools

Organizational Alignment Risk Key Performance Indicators (KPIs)

The questions and leading practices provided in this tool can be applied to evaluate and improve an organization’s struc...
Subscriber Content
Mon, Dec 13, 2021
Newsletters

Ransomware: Analyzing Risk and Protecting Critical Assets

In this issue of Board Perspectives, we provide four ways boards can respond strategically to ransomware exposures.
Subscriber Content
Mon, Dec 13, 2021
Checklists & Questionnaires

Integrating Section 404 and Section 302 Compliance Questionnaire

This tool contains two sample questionnaires that can be used by management and board members to achieve a sustainable i...
Subscriber Content
Mon, Dec 6, 2021
Newsletters

The World Is a Zoo: Framing Risks in the Boardroom

This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
Subscriber Content
Mon, Dec 6, 2021
Audit Programs

Corporate Actions Audit Work Program

In this work program sample, we highlight general best-practice steps for the capital raise audit process.
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Disclosure Committee Questionnaire

Use the questions included in this tool to ensure that all necessary quarterly financial reporting disclosures are addre...
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Enterprise Risk Assessment Process Questionnaire

The questions provided in this sample can be used to analyze and enhance your enterprise risk assessment strategy.
Subscriber Content
Mon, Nov 29, 2021
Articles

AQRM Red Flags: Auditors

Audit Analytics looks at the auditor-specific aspects of its Accounting Quality + Risk Matrix (AQRM) and explains why so...
Subscriber Content
Mon, Nov 1, 2021
Policies & Procedures

IT Risk Assessment Policy

The objective of this policy is to provide a standardized approach and operating instructions for the execution of a com...
Subscriber Content
Mon, Oct 18, 2021
Policies & Procedures

Vendor Risk Management Policy

This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.
Subscriber Content
Mon, Oct 4, 2021