The following 1014 items are listed by Content Data.
Articles
SOX Compliance: Consider COVID-19 Impact on Management Review Control Execution
This article outlines steps to consider as you prepare your control documentation along with some specific assumption co...
Subscriber Content
Policies & Procedures
Spreadsheet Controls Policy
This tool contains two samples that outline policies and procedures to give guidance and ensure compliance related to fi...
Subscriber Content
Policies & Procedures
Capital Assets Policy
This tool contains two sample policies that outline procedures for handling and identifying capital assets across the co...
Subscriber Content
Audit Reports
Executive Report on Internal Controls
This tool contains two samples that provide specific guidance internal audit can use when reporting on the state of inte...
Subscriber Content
Benchmarking Tools
Financial Ratio Key Performance Indicators (KPIs)
This document provides guidance on performance ratios, financial status ratios and market value ratios that can be used ...
Subscriber Content
Articles
Mortgage Servicers Must Act Now to Implement Latest COVID-19 Payment Deferral
How mortgage servicers can ensure compliance with Fannie Mae and Freddie Mac’s COVID-19-specific payment deferral progra...
Subscriber Content
Audit Reports
Accounts Receivable Credit and Collections Audit Report
This document contains three sample audit reports that can be used by auditors to learn how other organizations performe...
Subscriber Content
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR) Testing Questionnaire
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Articles
Risk Awareness and Analytic Insight: Driving Audit Into the Future
The next generation of audit, described in this article, is heavily focused on identifying and responding to organizatio...
Subscriber Content
Policies & Procedures
Delegation of Authority Policy
This tool contains two sample policies that outline standards and procedures related to assigning authority within an or...
Subscriber Content
Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...
Subscriber Content
Articles
Strategies for Reducing Retail Shrink During Challenging Times
This white paper discusses the major types and causes of retail shrink, along with best practices and emerging trends in...
Subscriber Content