Sarbanes-Oxley Section 302 applies to companies filing quarterly and annual reports with the SEC under either Section 13(a) or 15(d) of the Exchange Act. Section 302 requires a company’s principal executive officer(s) and the principal financial officer(s), or persons performing similar functions, to certify each quarterly or annual report. For most companies, the certifying officers are the CEO and CFO.

This tool helps an organization assess how well it complies with various Sarbanes-Oxley Section 302 activities.