This sample job description outlines the responsibilities, required qualifications and preferred skills for an IT SOX compliance officer. It serves as a blueprint for organizations aiming to ensure that their information technology systems adhere to Sarbanes-Oxley Act (SOX) regulations, which are critical for maintaining accurate financial reporting and safeguarding against fraud. The document details various duties, such as evaluating IT controls, conducting risk assessments, collaborating with key departments, and documenting all relevant procedures and findings.  

It also specifies the educational and professional credentials necessary for the role, emphasizing the need for expertise in IT general controls and SOX compliance. This job description can be utilized by HR departments to recruit the ideal candidate, by IT professionals seeking to understand the scope and requirements of the role, and by senior management to ensure that their teams are well-equipped to uphold compliance standards. Additionally, it is an essential tool for maintaining operational effectiveness, reducing risk, and ensuring that the organization meets all regulatory requirements while upholding public trust and financial integrity.

Required qualifications include:  

• Owning a bachelor’s degree in information systems, accounting or a related field
• Having three to five years of experience in IT audit, IT SOX compliance or a related role
• Exhibiting an in-depth understanding of IT general controls and SOX requirements
• Being proficient in using audit documentation tools