The purpose of this work program is to provide the general steps used to perform an audit of ethical business conduct guidelines. This document provides guidance on obtaining a list of all executives and directors, determining who is required to sign an ethical business conduct form, obtaining access to employees’ human resource files, and other steps needed to complete this audit.

Audit steps include: obtain a list of all executives and directors; indicate whether human resources is able to determine who is required to sign an ethical business conduct form at the executive/director level; and obtain access to the employee human resources files.