This report provides findings from a pre-audit readiness review of an organization’s financial statements and other key processes.

This document outlines risks and controls common to the executive compensation component of the “manage employee compensation” process in a risk control matrix (RCM) format.

This sample process flow focuses on steps for the creation, composition and review of executive compensation packages and the submission of compensation reports to the SEC.

This tool includes questions to consider for evaluating process efficiency.

This IT risk assessment questionnaire is designed to assist with reviewing and documenting the risk profile of your organization’s information processing activities. It contains ten sec...

This audit program sample focuses on understanding current fraud prevention and detection program activities.

This policy establishes standards and procedures to ensure that the accounting and audit-related complaint handling process complies with management’s and the audit committee’s objectiv...

This tool shares questions to consider when auditing the executive compensation process.

This is a sample of emergency policies and procedures for a business office. It includes procedures for safety teams, fire prevention/drills, disabled assistance, earthquakes, power out...

The purpose of this policy is to ensure that all sensitively classified data is properly handled whether being transmitted within the organization or to a trusted third party.

This sample audit report presents the results of an application access audit performed within a company’s IT environment.

This audit report shares findings from a review of the selected processes that support the IQ4 Epic implementation project at a company.